The regulation around the FCA’s Client Assets rules requires organisations to arrange for adequate protection of clients’ assets when it is responsible for them. This eLearning course explores how the rules affect employees, the principles it sets for organisations and their clients, and the standards and processes laid out in the Clients Assets Sourcebook (CASS). This course consists of multiple modules which can be taken all at once for a holistic, detailed introduction to CASS, or as separate modules to suit individual needs, schedules and preferred learning styles.
- Course Overview
- Key principles of client money rules and client assets rules
- The client money rules (CASS 7)
- The custody rules (CASS 6)
- Mandates (CASS 8)
- Reporting to clients and resolution packs (CASS 9 and 10)